Maller, founder and president of Maller Wealth Advisors, and registered representative
of Lincoln Financial Advisors (LFA), has been named Planner of the Year, making this his eighth time receiving the award in the past 10 years.
The last thing I would like to mention is whether or not an existing registered representative
should "give up and park" their registration and just sell FIAs and other fixed products.
formerly a registered representative
at Milestone Group Management, who was charged with selling 227,000 unregistered shares of iStorage Networks on behalf of one customer.
com), and a Registered Representative
with Direct Capital Securities, Inc.
You may obtain the prospectus by contacting your registered representative
or by contacting Phoenix at (800) 417-4769 or Equity Services, Inc.
I am always searching for the best situation for my clients, and I have not been able to find anything better than FTJ FundChoice, LLC," said Tom Olson, Investment Advisor Representative, Registered Representative
with Brecek and Young.
Dunn began his career as a registered representative
at Fidelity Investments in Boston in 1985 before moving to San Francisco to take a regional sales position at Charles Schwab & Co.
Variable annuities are offered by prospectus only, which is available from a registered representative
In 1981 he obtained his license as a registered representative
and from that date to 1988 and from 1990 to 1999, he worked as a stock broker for Pemberton Securities Ltd.
England, who is headquartered in Vancouver, British Columbia, has extensive experience in the Securities Industry both as a director/officer of public companies and as a registered representative
has completed the acquisition of MerCap Securities, LLC, a US-based privately-held independent broker-dealer supporting Series 6 registered representatives
, the company said.