include both civil money penalties and disgorgements.
amount distributed in court-overseen fair funds came from disgorgements.
target individuals and yield smaller fines and disgorgements.
Disgorgements are limited to "the amount by which [defendants]
relief," including disgorgement, to bolster its enforcement
Gutbrod: $80,000 fine, $51,465 disgorgement, and a 17-month suspension.
Hochleutner: $65,000 fine, $27,286 in disgorgement, and a two-year suspension, 10 months of which are in all capacities.
Yoon: $50,000 fine, $33,535 in disgorgement, and a 14-month suspension.
Trader, Tal Sharon: $25,000 fine, $20,622 in disgorgement, and an 11-month suspension.