Also, Thomson West has released Westlaw 50 State Regulatory Surveys, a service that provides surveys of state regulations for researchers across four topics: insurance, blue sky laws
, employment and healthcare.
Hollis, who brings 28 years of mutual fund experience and previously managed a Blue Sky Administration business, commented: "Blue Sky Administration service has always been a critical need for clients in helping them comply with Blue Sky laws
, but today clients are also seeking a more integrated offering.
The Notes and the related guarantees have not been registered under the Securities Act, or the securities laws of any state or other jurisdiction, and may not be offered or sold in the United States without registration or an applicable exemption from the Securities Act and applicable state securities or blue sky laws
and foreign securities laws.
But recent developments have raised some doubt as to whether all paper issued by ag co-ops is, in fact, entirely exempt from the 1933 act or the blue sky laws
You need to be mindful of blue sky laws
," he says, adding that "this can be a hassle if you have investors in different states.
Since these exempt offerings are regulated by the Blue Sky laws
of each state, the book contains a summary of each region's filing requirements.
The senior notes have not been, and will not be, registered under the Securities Act of 1933, as amended (the "Securities Act"), or applicable state securities laws or blue sky laws
, and may not be offered or sold in the United States absent registration under the Securities Act and applicable state securities laws or available exemptions from the registration requirements.
will be published in the Daily News Section of Standard Corporation Records, a recognized securities manual for secondary trading in up to 38 States under the Blue Sky Laws