A browser-based financial modeling and planning tool, and a component of SunGard's WealthStation for
advisors serving high-net-worth clients, PlanningStation supports wealth management professionals in developing retirement plans, portfolio allocations, and other financial plans for retail investors.
206(4)-3, "Cash Payments for Client Solicitations," of the Investment
Advisors Act of 1940.
40)
Advisors should review how their client records are maintained and how clients are billed for services.
WFG Capital
Advisors LP of Harrisburg, Pennsylvania served as exclusive financial
advisor to RESOURCES for Retirement, Inc.
It will be accessible primarily through investment
advisors and has a $50,000 investment minimum.
We have a wide array of products based on a sound and repeatable investment process," he said, "and we're strongly committed to partnering with financial
advisors throughout the country to distribute these products.
NetGram's print service combines high print quality with low cost and no minimum order size to offer financial
advisors personalized full-color duplexed print copies of any two-page concept piece.
Witkos served most recently as executive vice president, Asset Management Marketing with the
Advisors Group.
Center of the Wealth Management Team," the highest-level course, is an advanced workshop intended for experienced
advisors and top producers who are interested in positioning themselves as the leader of their clients' wealth management team.
Other firms affiliated with IXIS Asset Management
Advisors Group include Active Investment
Advisors(3); AEW Capital Management; Capital Growth Management; Caspian Capital Management; Delafield Asset Management(4); Hansberger Global Investors; Harris Alternatives; Harris Associates; Loomis, Sayles & Company; Managed Portfolio
Advisors(3); Portfolio Management Partners(3);Reich & Tang Asset Management; Snyder Capital Management; Vaughan Nelson Investment Management; and Westpeak Global
Advisors.
The selection by Great American
Advisors is a further endorsement of our best-in-class technology and client service," said Terry Reitan, president and chief executive officer at Trust Company of America.
Unlike traditional institutional trust services where the management, administration and safekeeping of trust assets are consolidated under the control of a single institutional trustee,
Advisor Directed Trust enables
advisors to manage the investment of their clients' trust assets, while Franklin Templeton Bank & Trust separately handles the administration and safekeeping of those trusts.
a venture fund whose general partner is a wholly owned subsidiary of Wasatch
Advisors, Inc.
IXIS Asset Management
Advisors Group (IXIS) announced today that it has appointed Thomas Nelson as senior vice president and Dana Hartwell as vice president in the firm's defined contribution group.
The ABP will help our
advisors attract quality employees and
advisors to join their office.
