investment company

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Synonyms for investment company

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The provisions of the proposed SOP, Reporting Financial Highlights and Schedule of Investment by Nonregistered Investment Partnerships, an amendment to the Audit and Accounting Guide, Audits of Investment Companies, and SOP 95-2, would be effective for financial statements for fiscal years ending after Dec.
Statement of Position 95-3, Accounting for Certain Distribution Costs of Investment Companies, prepared by the accounting standards executive committee, amends the AICPA audit and accounting guide, Audits of Investment Companies.
The relief will enable registered investment companies to invest in ETFs managed by State Street in excess of the limits set by Section 12(d)(1)(A) of the 1940 Act, providing them with more flexibility to achieve their asset allocation and investment strategies.
The taxpayer sought to classify the subsidiaries as financial organizations for Illinois tax purposes on the grounds that they qualified as investment companies.
Investment partnerships are identified as a type of investment company in the AICPA's Audit and Accounting Guide Audits of Investment Companies (the Guide).
It replaces the current AICPA Audit & Accounting Guide Audits of Investment Companies, which was issued in 1987 and updated only for conforming changes.
Combinations of corporate investment companies can be accomplished under Sec.
Although this SOP focuses on high-yield debt securities (junk bonds), certain guidance also applies to other debt securities held as investments by investment companies.
The SEC's rules require federally registered investment advisers and investment companies to have codes of ethics covering their personnel with access to trading information, and the codes of ethics must require the access persons to report their securities trades, with certain exceptions for trades in securities with little opportunity for improper trading.
As a result of the capital resources that we have made available to these portfolio investment companies, they are now able to successfully execute their business plans, adding significant value to each company.
Bickel commented, "As our portfolio investment companies continue to grow in value, we are pleased to present their latest accomplishments in the June 2005 investor newsletter.
SAN DIEGO -- The Western Regional Association of Small Business Investment Companies (WERASBIC) honored San Diego-based CEYX(R) Technologies, Inc.
Chairman and chief executive officer Chris Bickel will participate in this call while on his three-week trip to China in support of portfolio investment companies SINO UJE and Redwood Capital.
As a firm with significant experience with investment companies and their unique filing requirements, Javelin will also maintain Unico's compliance handbook, which addresses all aspects of investment company governance, particularly as it relates to the Investment Company Act of 1940.
We project significant progress for our investment companies over the coming months, and we will continue to keep our shareholders and the public markets informed as important milestones are reached," commented Chris Bickel, chief executive officer of S3 Investment Company.
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