brokerage account

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Words related to brokerage account

a fund that a customer has entrusted to a securities brokerage

References in periodicals archive ?
This is especially important for Millennials, as more in this generation are opting to invest in taxable brokerage accounts, she says.
Today an investor working with a financial professional at a firm that is registered both as a broker-dealer and as an investment adviser may have both brokerage accounts and advisory accounts, and not even realize that.
The acquisition of brokerage accounts from Capital One added 912,065 accounts to gross new, net new and end of period brokerage accounts during the month.
Only 11 percent have an advisor-directed brokerage account, the survey said.
During the relevant period, the complaint states, "over $2 trillion in transactions not including the purchase or sale of securities moved through Merrill Lynch brokerage accounts via cash deposits, wires, journal-entry transfers, check writing, ATM withdrawals, cash advances and ACH transfers."
The wirehouse said in a press release that clients who "prefer transaction-based pricing will continue to have access to retirement brokerage accounts and receive advice that complies with the DOL fiduciary rule and Best Interest Contract Exemption (BICE)."
This gives future plaintiff's attorneys leverage to secure settlements from similarly situated plan sponsors offering self-directed brokerage accounts and computerized investment advice.
The industry had complained that the department had ushered in a new requirement on brokerage windows in its original Field Assistance Bulletin (FAB), but on Tuesday EBSA issued a revised Field Assistance Bulletin which is a turnaround from "its position in the old [FAB] under Q&A number 30 that plan fiduciaries have a duty to look at the investing patterns inside individual brokerage accounts and possibly designate some of the commonly held investments," says Fred Reish, partner and chair of the Financial Services ERISA Team at Drinker Biddle & Reath in Los Angeles.
The computer hacking into bank and brokerage accounts was done through a variety of schemes in 2004 and 2005, according to the Justice Department.
Nassau, The Bahamas, September 22, 2011 --(PR.com)-- Gibraltar Global Securities is now offering offshore brokerage accounts in addition to their broad array of financial services.
The free planning service allows members of the $6.6 billion Alliant to aggregate all of their online data including keeping track of brokerage accounts, balances, mortgage and credit card activity.
said Wednesday it will launch new debit card services Monday allowing its customers to use their dollar-denominated money market fund at their brokerage accounts for dollar-based settlements of overseas purchases.
Buyandhold.com's E-ZVest program allows users to make automatic deposits in their brokerage accounts, from which they can purchase fractions of stocks through dollar cost averaging--buying stocks by investing the same amount of money at regular intervals (monthly or quarterly).