The PSE said it instituted controls in its systems and customized its trading engine to automatically block buy orders that will result in the broker
industry limit being breached.
Working with brokers
is much more than listing your company with a broker
In the letter, the association says many of the proposed web broker
rules in draft HealthCare.gov rules CMS released in August would be difficult or impossible to follow.
The Real Estate Broker
Confidence Index dipped 0.19 points to 7.04 in the second quarter of 2016 from 7.23 in the first quarter of 2016, perpetuating the index's gradual decline which first started in the fourth quarter of 2014 when the index was 9.22.
National Underwriter interviewed a cross section of risk managers and brokers
to get their views on how to build a strong broker
relationship and what they recommended as best practices.
Following this reasoning, misconduct by a mortgage broker
remains with the broker
, and does not create liability for the lender that makes loans arranged by the errant broker
Best-Online-Brokers.com gives consumers a third party independent review of stock brokers
to enable them to choose the most cost effective broker
for their trading purposes.
But if the past is any indication, any uptick in co-brokered deals could also lead to conflicts and lawsuits among brokers
. In March, broker
Paolo Zampolli, with Paramount Realty Group, filed suit against Massey Knakal Realty Services claiming he was cut out as a co-broker on a deal at 31 Bond Street.
If a mortgage broker
or lender wants an attest report from you, then you may audit, review or compile the personal financial statements of the borrower, you may report on pro forma or prospective financial information of the borrower, or you may perform and provide to the client and lender an agreed-upon procedures report, as long as the agreed-upon procedures do not provide any assurance on matters relating to solvency.
advising a client on how to control health costs will inevitably need to put a consumer-driven health strategy on the table, replete with a high-deductible health plan and Health Savings Account/Health Reimbursement Arrangement.
a la mode, one of the most mission critical and influential technology companies in the real estate industry, has unveiled Broker
XSites, a web site solution designed specifically for real estate brokers
The Power Broker
project began more than eight months ago when the brokerage community was in a state of turmoil.
To start the process, select a professional life settlement broker
to help get the best possible offers for the policy you wish to dispose of.
6724(a) to waive penalties if the broker
shows that it made a good-faith attempt to comply with the Secs.
The international community is only now recognizing the broker
's crucial function in international arms trafficking as needing serious examination and cooperation to help disrupt their activities.