blue sky law

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Words related to blue sky law

a state law regulating the sale of securities in an attempt to control the sale of securities in fraudulent enterprises

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In more recent times, the problems wrought by these blue sky laws have been ameliorated, at least to an extent, by some federal preemption of state authority over registration.
An introduction to blue sky laws, found on the site's compliance page, is a brief article that explains the role that the states play in securities regulation; the registration of securities transactions; and the registration of brokers, dealers, and agents.
It includes information on the adoption by various jurisdictions of many Blue Sky law provisions for all 50 states, the District of Columbia, Guam, Puerto Rico and the Virgin Islands.
Since these exempt offerings are regulated by the Blue Sky laws of each state, the book contains a summary of each region's filing requirements.
With the foreclosure of many of these federal causes of action, state statutes such as the mini-RICO statutes, blue sky laws and deceptive trade practices may provide a new focus for litigation.
The Notes and the related guarantees have not been registered under the Securities Act, or the securities laws of any state or other jurisdiction, and may not be offered or sold in the United States without registration or an applicable exemption from the Securities Act and applicable state securities or blue sky laws and foreign securities laws.
The securities being offered will not be registered under the Securities Act or applicable state securities laws or blue sky laws, and may not be offered or sold in the United States absent registration under the Securities Act and applicable state securities laws or available exemptions from the registration requirements.
The securities to be offered will not be registered under the Securities Act or applicable state securities laws or blue sky laws, and may not be offered or sold in the United States absent registration under the Securities Act and applicable state securities laws or available exemptions from the registration requirements.
Part I: Background - Traces the evolution of the securities laws and their purpose, outlines various securities statutes and the SEC's general rules and regulations, discusses research considerations, describes the SEC's administrative organization and procedures, summarizes approaches taken in state Blue Sky Laws and the limits of state authority over securities, and identifies Dodd-Frank as providing major big name revisions to the 1933 and 1934 Acts
As part of the program, a full description of First American will also be published in the Daily News section of Standard Corporation Records, a recognized securities manual for secondary trading in up to 38 states under their Blue Sky Laws.
A full description of Synergy will be published in the Daily News Section of Standard Corporation Records, a recognized securities manual for secondary trading in approximately 38 states under the Blue Sky Laws.