The total cost (C) in each securities firm
includes selling, general and administrative expenses, and interest expenses.
This category also includes claims representing capital of a qualifying securities firm
The bill essentially eliminates many federal and state law barriers to affiliations that occur among banks, insurance companies and securities firms
In testimony before the House Committee on Banking and Financial Services, Rubin said Clinton administration proposals would permit affiliations between banks and other financial services companies, such as securities firms
and insurance companies.
The only securities firms
to survive will be those with strong capital, such as Nomura, Daiwa, and perhaps Nikko.
The qualifying securities firm
has a long-term credit rating in one of the three highest investment-grade credit rating categories used by a nationally recognized statistical rating organization
For us and the other major securities firms
, it clearly opens a range of strategic alternatives.
In 1970, affirmative action was not an epithet, and many of the CEOs of the firms currently on the BLACK ENTERPRISE INVESTMENT BANK list (see June 1995) were either just starting what they imagined would be long careers at white securities firms
or pursuing undergraduate or graduate business degrees.
Fitch expects that securities firms
will maintain stable leverage and capital levels, with some improvement possible as firms seek to ensure market access and protect against ongoing volatility.
Due to the restrictions, not every securities firm
can exceed US$50 million in foreign-currency business volume annually.
Founded in 1909, the Minneapolis-based securities firm
serves individual investors through offices predominantly in the western half of the United States, and capital markets and correspondent clients in select markets throughout the nation.
FOLIOfn is an innovative online securities firm
that provides a patented platform allowing investors to economically create and manage a diversified portfolio.
The delivery settlement fund was established in 1996, in response to a major default on transaction delivery by a securities firm
, which disrupted market trading order.
Dain Rauscher Corporation is the nation's 10th largest full-service securities firm
with 1,270 private client and institutional investment executives and 3,600 employees.
a major securities firm
, implementing an architecture to support a desktop security platform that will incorporate a multidimensional CWAT system to monitor the usage and extrusion of confidential information.