victims (similar to restitution (50)), but the SEC views disgorgement
4 million disgorgement
, plus prejudgment interest, and other prescribed "undertakings," to include annual code of conduct updates and certifications, anti-corruption and FCPA compliance training, and certification of the deferred prosecution agreement compliance.
2 million in disgorgement
, interest and civil penalties to settle the SEC's charges and to pay $113 million to other federal and state authorities in connection with their parallel cases.
or restitution is not explicitly excluded, this would seem to place a greater burden on insurers to justify their exclusion.
The bottom row focuses on the promisor, with disgorgement
The complaint also seeks disgorgement
and civil money penalties from all three defendants.
That investigation led to settled fraud charges against the company's CEO, COO and CFO, and a record disgorgement
by those individuals of $10 million.
Extraordinary remedies are available for breach of fiduciary duty, including disgorgement
of fees and profits.
Ogle was assessed $571,000 in disgorgement
of ill-gotten proceeds plus interest of $230,419 and a civil penalty of $200,000.
RXR then filed an amended complaint against the seller of Worldwide Plaza and NYRT for disgorgement
of an alleged $200 million profit NYRT obtained on the deal.
The payments include the disgorgement
of more than USD538,000, plus interest, of profits and improper financial benefits and approximately USD559,000 in fines.
items that came from that tradeoff: The amount But the big-ticket received in disgorgement
and penalties was 10 percent higher than in 2012.
To settle the SEC's charges against them, Universal agreed to pay disgorgement
of more than $4.
The settlements include US$22 million in fines, interest and the disgorgement
of past profits on the contracts.
The Commission is seeking injunctive relief with respect to all three defendants; disgorgement
, pre-judgment interest, civil monetary penalties and penny-stock bar from Gillespie and Wozniak, and with respect to Gillespie only, an officer and director bar.