brokerage firm

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Related to brokerage firm: Online brokerage firm, Retail Brokerage Firm
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Synonyms for brokerage firm

References in periodicals archive ?
Once you open your account, it is probably best to start with mutual funds, You can select from the thousands of funds available from any of the online brokerage firms or you can ask your bank for help in selecting from the different funds it offers.
Stewart said with the current hot stock market and competition for clients, some ads from online brokerage firms clearly imply that online investors will become rich enough to own islands and bail out small countries.
The trading excess was small and did not cause any problems with the SEC, but the brokerage firm had been ignorant of the limits and had not followed Rule 10b-18 guidelines.
Established in 1996, Wunderlich Securities is a full-service brokerage firm based in Memphis, Tenn.
That's just the nature of the business, said Margaret Draper, spokeswoman for the Securities Industry Association in New York, a trade association for brokerage firms and mutual fund companies.
We are honored to be named as one of the top brokerage firms in our industry," said executive vice president and managing director David A.
Not all brokerage firms like the plan, which could diminish the role of powerful market-makers in Nasdaq stocks.
Many big retail brokerage firms are counting on so-called managed accounts to secure their place in the investing future, which for Paine Webber, Merrill Lynch and others will largely revolve around managing chunks of the growing mountain of assets that baby boomers are building for retirement.
Launched in 2006, AltruShare Securities, LLC, is the first institutional brokerage firm specializing in community investment, and the only nonprofit owned brokerage firm.
Terra Holdings is in the forefront of employee benefit and compensation programs among all residential brokerage firms in New York State.
The Halstead Rental Division is among the largest rental brokerage firms in New York City with over 60 brokers within the division.
A former journalist, he discovered three months ago that when he deposited several thousand dollars into his money market account at a brokerage firm, the money did not begin to earn interest until five business days later.
The acquisition will cause Brown Harris Stevens and its affiliates to become the second largest residential real estate brokerage firm in Manhattan, and the largest in private hands.
1 million plus interest related to value added tax that the banks and brokerage firm paid to Helsinki Exchanges and APK for trading and clearing services during years 1995-2000.
the New York-based insurance brokerage firm, announced that it has entered into a partnership agreement with the ZS Fund, a private investment fund, as a key component of its aggressive plans to expand the company.