broker-dealer

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  • noun

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a financial specialist who trades for his own account and so acts both as a broker and principal

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References in periodicals archive ?
where he served as vice president of broker dealer sales.
I have every confidence in his ability to continue to grow the business and maintain our position as one of the top broker dealer firms in the nation.
a leader in the high-end independent broker dealer and money management industry, has joined its broker-dealer subsidiary, Investors Capital Corporation, as Regional Director of Business Development for the New Jersey and Connecticut regions.
Madison Avenue Securities emphasizes market-proven brand and practice building, thorough product education, competitive payouts and impeccable service to provide registered representatives with an unparalleled broker dealer relationship.
As a broker dealer, we also feel that the WFS brand will become more prominent to our members," Pipes added.
During a recent broker dealer conference, we began discussing the idea of integrating the Cabinet NG and Laser App solutions.
It's really a honor to be included among these broker dealers," said Earl Winebrenner, who founded the firm three years ago.
GTT and Merrill Lynch will cooperate to offer Merrill Lynch inventory to other broker dealers through the GTT platform.
This new service is an especially significant breakthrough since it enables Broker Dealers to maintain their own Brand identity while reducing the overhead expense of back office proposal support for their Financial Advisors," noted Chris Lynch, President of 401kExchange.
LIVETRADER was designed to transform traditional broker dealers into online trading firms with minimal startup costs.
Jefferies will also distribute the ESharx OMS to third party broker dealers, institutions and other clients, enabling the firm to receive such order flow electronically over affordable Internet and dedicated connections.
NASDAQ: CATP) (Cambridge), a global e-integration services provider, today announced that OatsTalk, the compliance system solution developed by Cambridge and Microsoft for broker dealers, won the Industry Solutions Award for electronic trading solutions.
Prudential Select Brokerage announced results of two surveys of broker dealers and registered representatives at its 1999 Variable Strategies Forum, held today through Friday, September 17 at the UN Park Plaza Hotel, New York City.